Job Description

Position: Front Office Risk and Controls Associate

Client: Banking

Location: New York, NY 10020

Duration: 6 months of Contract + possible extensions

Work Schedule: Hybrid - Primarily onsite, with up to 6 days of remote work per month

Job Description

Join Bank as a Front Office Risk and Controls Associate. In this role you will report to the VP of Front Office Risk and Controls within our Investment and Corporate Banking group. You will be primarily responsible for providing regulatory and compliance advice to the Investment and Corporate Banking group as well as coordinating responses to regulatory exams and internal audits. This is a front office 1LOD role.

Key Responsibilities:

• Advise on regulatory and compliance requirements to business units to ensure conformance to regulatory expectations.
• Assist with responses to information requests and reviews from internal audit, regulators, compliance and other stakeholders.
• Prepare reports for front office senior management as well as Head Office.
• Conduct monthly reconciliation of data and work with technology stakeholders to design and implement controls over new and existing processes.

Experience:

• Minimum of 3 years of substantive experience in Front Office, Business Management, Audit, or regulatory compliance function.
• Familiarity with regulatory and compliance framework for investment and corporate banking.
• Excellent communication skills (both verbal and writing).
• Ability to thrive in a fast-paced environment with tight deadlines.
• Microsoft Office (e.g., Word, Excel, PowerPoint, etc.)

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